SC 13G/A: Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions
Published on February 10, 2016
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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SCHEDULE 13G
(Rule 13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO 搂240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 搂240.13d-2
Amendment No. 1
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CODEXIS, INC.
(Name of Issuer)
COMMON STOCK, $0.0001 PAR VALUE
(Title of Class of Securities)
192005106
(CUSIP Number)
DECEMBER 31, 2015
(Date of Event Which Requires Filing of This Statement)
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Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
篓 Rule 13d-1(b)
篓 Rule 13d-1(c)
x Rule 13d-1(d)
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| * | The remainder of this cover page shall be filled out for a reporting person聮s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. |
The information required in the remainder of this cover page shall not be deemed to be 聯filed聰 for the purpose of Section 18 of the Securities Exchange Act of 1934 (聯Act聰) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
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| 听听1.听 | 听 | Name of Reporting Persons 听 Presidio Partners 2014, L.P. |
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| 听听2. | 听 | Check the Appropriate Box if a Member of a Group (See Instructions) (a)听听篓听听听听听听听听(b)听听篓 听 |
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| 听听3. | 听 | SEC USE ONLY 听 |
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| 听听4. | 听 | Citizenship or Place of Organization 听 听听听听Delaware |
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| Number听of Shares Beneficially Owned听by Each Reporting Person With: |
听听 | 5.听 | 听听 | Sole Voting Power 听 听听听听See Item 5 |
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| 听听 | 6. | 听听 | Shared Voting Power 听 听听听听See Item 5 |
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| 听听 | 7. | 听听 | Sole Dispositive Power 听 听听听听See Item 5 |
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| 听听 | 8. | 听听 | Shared Dispositive Power 听 听听听听See Item 5 |
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| 听听9. | 听 |
Aggregate Amount Beneficially Owned by Each Reporting Person 听 听听听听See Item 5 |
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| 10. | 听 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)听听听听篓 听 |
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| 11. | 听 | Percent of Class Represented by Amount in Row (9) 听 听听听听See Item 5 |
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| 12. | 听 | Type of Reporting Person (See Instructions) 听 听听听听PN |
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| CUSIP听No. 192005106 | 听 | Page 3 of 10 Pages |
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| 听听1.听 | 听 | Name of Reporting Persons 听 Presidio Partners 2014 GP, LLC |
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| 听听2. | 听 | Check the Appropriate Box if a Member of a Group (See Instructions) (a)听听篓听听听听听听听听(b)听听篓 听 |
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| 听听3. | 听 | SEC USE ONLY 听 |
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| 听听4. | 听 | Citizenship or Place of Organization 听 听听听听Delaware |
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| Number听of Shares Beneficially Owned听by Each Reporting Person With: |
听听 | 5.听 | 听听 | Sole Voting Power 听 听听听听See Item 5 |
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| 听听 | 6. | 听听 | Shared Voting Power 听 听听听听See Item 5 |
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| 听听 | 7. | 听听 | Sole Dispositive Power 听 听听听听See Item 5 |
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| 听听 | 8. | 听听 | Shared Dispositive Power 听 听听听听See Item 5 |
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| 听听9. | 听 |
Aggregate Amount Beneficially Owned by Each Reporting Person 听 听听听听See Item 5 |
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| 10. | 听 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)听听听听篓 听 |
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| 11. | 听 | Percent of Class Represented by Amount in Row (9) 听 听听听听See Item 5 |
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| 12. | 听 | Type of Reporting Person (See Instructions) 听 听听听听PN |
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| CUSIP听No. 192005106 | 听 | Page 4 of 10 Pages |
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| 听听1.听 | 听 | Name of Reporting Persons 听 Peter Gajdos |
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| 听听2. | 听 | Check the Appropriate Box if a Member of a Group (See Instructions) (a)听听篓听听听听听听听听(b)听听篓 听 |
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| 听听3. | 听 | SEC USE ONLY 听 |
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| 听听4. | 听 | Citizenship or Place of Organization 听 听听听听Slovak Republic |
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| Number听of Shares Beneficially Owned听by Each Reporting Person With: |
听听 | 5.听 | 听听 | Sole Voting Power 听 听听听听See Item 5 |
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| 听听 | 6. | 听听 | Shared Voting Power 听 听听听听See Item 5 |
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| 听听 | 7. | 听听 | Sole Dispositive Power 听 听听听听See Item 5 |
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| 听听 | 8. | 听听 | Shared Dispositive Power 听 听听听听See Item 5 |
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| 听听9. | 听 |
Aggregate Amount Beneficially Owned by Each Reporting Person 听 听听听听See Item 5 |
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| 10. | 听 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)听听听听篓 听 |
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| 11. | 听 | Percent of Class Represented by Amount in Row (9) 听 听听听听See Item 5 |
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| 12. | 听 | Type of Reporting Person (See Instructions) 听 听听听听IN |
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| CUSIP听No. 192005106 | 听 | Page 5 of 10 Pages |
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| 听听1.听 | 听 | Name of Reporting Persons 听 David J. Collier |
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| 听听2. | 听 | Check the Appropriate Box if a Member of a Group (See Instructions) (a)听听篓听听听听听听听听(b)听听篓 听 |
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| 听听3. | 听 | SEC USE ONLY 听 |
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| 听听4. | 听 | Citizenship or Place of Organization 听 听听听听United States of America |
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| Number听of Shares Beneficially Owned听by Each Reporting Person With: |
听听 | 5.听 | 听听 | Sole Voting Power 听 听听听听See Item 5 |
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| 听听 | 6. | 听听 | Shared Voting Power 听 听听听听See Item 5 |
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| 听听 | 7. | 听听 | Sole Dispositive Power 听 听听听听See Item 5 |
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| 听听 | 8. | 听听 | Shared Dispositive Power 听 听听听听See Item 5 |
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| 听听9. | 听 |
Aggregate Amount Beneficially Owned by Each Reporting Person 听 听听听听See Item 5 |
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| 10. | 听 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)听听听听篓 听 |
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| 11. | 听 | Percent of Class Represented by Amount in Row (9) 听 听听听听See Item 5 |
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| 12. | 听 | Type of Reporting Person (See Instructions) 听 听听听听IN |
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| CUSIP听No. 192005106 | 听 | Page 6 of 10 Pages |
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| 听听1.听 | 听 | Name of Reporting Persons 听 Faysal A. Sohail |
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| 听听2. | 听 | Check the Appropriate Box if a Member of a Group (See Instructions) (a)听听篓听听听听听听听听(b)听听篓 听 |
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| 听听3. | 听 | SEC USE ONLY 听 |
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| 听听4. | 听 | Citizenship or Place of Organization 听 听听听听United States of America |
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| Number听of Shares Beneficially Owned听by Each Reporting Person With: |
听听 | 5.听 | 听听 | Sole Voting Power 听 听听听听See Item 5 |
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| 听听 | 6. | 听听 | Shared Voting Power 听 听听听听See Item 5 |
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| 听听 | 7. | 听听 | Sole Dispositive Power 听 听听听听See Item 5 |
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| 听听 | 8. | 听听 | Shared Dispositive Power 听 听听听听See Item 5 |
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| 听听9. | 听 |
Aggregate Amount Beneficially Owned by Each Reporting Person 听 听听听听See Item 5 |
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| 10. | 听 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)听听听听篓 听 |
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| 11. | 听 | Percent of Class Represented by Amount in Row (9) 听 听听听听See Item 5 |
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| 12. | 听 | Type of Reporting Person (See Instructions) 听 听听听听IN |
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| CUSIP听No. 192005106 | 听 | Page 7 of 10 Pages |
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| 听听1.听 | 听 | Name of Reporting Persons 听 James F. Watson |
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| 听听2. | 听 | Check the Appropriate Box if a Member of a Group (See Instructions) (a)听听篓听听听听听听听听(b)听听篓 听 |
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| 听听3. | 听 | SEC USE ONLY 听 |
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| 听听4. | 听 | Citizenship or Place of Organization 听 听听听听United States of America |
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| Number听of Shares Beneficially Owned听by Each Reporting Person With: |
听听 | 5.听 | 听听 | Sole Voting Power 听 听听听听See Item 5 |
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| 听听 | 6. | 听听 | Shared Voting Power 听 听听听听See Item 5 |
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| 听听 | 7. | 听听 | Sole Dispositive Power 听 听听听听See Item 5 |
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| 听听 | 8. | 听听 | Shared Dispositive Power 听 听听听听See Item 5 |
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| 听听9. | 听 |
Aggregate Amount Beneficially Owned by Each Reporting Person 听 听听听听See Item 5 |
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| 10. | 听 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)听听听听篓 听 |
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| 11. | 听 | Percent of Class Represented by Amount in Row (9) 听 听听听听See Item 5 |
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| 12. | 听 | Type of Reporting Person (See Instructions) 听 听听听听IN |
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| CUSIP No. 192005106 | 听听 | Page 8 of 10 Pages |
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| Item听1(a) | Name of Issuer |
五星体育直播 (the 聯Issuer聰).
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| Item听1(b) | Address of Issuer聮s Principal Executive Offices |
200 Penobscot Drive, Redwood City, California 94063
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| Item听2(a) | Name of Person Filing |
Presidio Partners 2014, L.P. (聯Presidio LP聰); Presidio Partners 2014 GP, LLC (聯Presidio GP聰), which is the sole General Partner of Presidio LP; Peter Gajdos (聯Gajdos聰), David J. Collier (聯Collier聰), Faysal A. Sohail (聯Sohail聰), and James F. Watson (聯Watson聰), each of whom is a Manager of Presidio GP. Presidio LP, Presidio GP, Gajdos, Collier, Sohail and Watson are referred to individually herein as 聯Reporting Person聰 and collectively as the 聯Reporting Persons.聰
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| Item听2(b) | Address of Principal Business Office or, if none, Residence |
The address of the principal business office of each of the Reporting Persons is c/o Presidio Partners 2014, L.P., 1 Letterman Drive, Building C, Suite CM 500, San Francisco, CA 94129.
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| Item听2(c) | Citizenship |
Presidio LP is a limited partnership organized under the laws of the State of Delaware. Presidio GP is a limited liability company organized under the laws of the State of Delaware. Each of Collier, Sohail and Watson is a United States citizen. Gajdos is a citizen of the Slovak Republic.
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| Item听2(d) | Title of Class of Securities |
Common Stock, $0.0001 par value
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| Item听2(e) | CUSIP Number |
192005106
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| Item听3 | If this Statement is filed pursuant to 搂搂 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: |
Not applicable.
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| Item听4 | Ownership |
(a) Amount beneficially owned: See Item听5
(b) Percent of Class: See Item 5
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| (c) | 听 | Number of shares as to which such person has: | 听 | |||
| 听 | (i) | 听 | sole power to vote or to direct the vote: | 听 | See听Item听5 | |
| 听 | (ii) | 听 | shared power to vote or to direct the vote: | 听 | See听Item 5 | |
| 听 | (iii) | 听 | sole power to dispose or to direct the disposition of: | 听 | See听Item 5 | |
| 听 | (iv) | 听 | shared power to dispose or to direct the disposition of: | 听 | See听Item 5 | |
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| Item听5 | Ownership of Five Percent or Less of a Class. |
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following x.
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| Item听6 | Ownership of More than Five Percent of Another Person. |
Not applicable.
| CUSIP No. 192005106 | 听听 | Page 9 of 10 Pages |
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| Item听7 | Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company. |
Not applicable.
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| Item听8 | Identification and Classification of Members of the Group |
Not applicable. The Reporting Persons expressly disclaim membership in a 聯group聰 as used in Rule 13d-5(b).
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| Item听9 | Notice of Dissolution of Group |
Not applicable.
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| Item听10 | Certification |
By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under 搂 240.14a-11.
SIGNATURE
After reasonable inquiry and to the best of its knowledge and belief, each of the undersigned certified that the information set forth in this statement is true, complete and correct.
EXECUTED this 10th day of February, 2016.
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| PRESIDIO PARTNERS 2014, L.P. | ||||
| By: | 听 | /s/ James F. Watson |
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| 听 | Name: | 听 | James F. Watson | |
| 听 | Title: | 听 | Manager | |
| Presidio Partners 2014 GP, LLC | ||||
| By: | 听 | /s/ James F. Watson |
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| 听 | Name: | 听 | James F. Watson | |
| 听 | Title: | 听 | Manager | |
| By: | 听 | /s/ Peter Gajdos |
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| Peter Gajdos | ||||
| By: | 听 | /s/ David J. Collier |
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| David J. Collier | ||||
| By: | 听 | /s/ Faysal A. Sohail |
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| Faysal A. Sohail | ||||
| By: | 听 | /s/ James F. Watson |
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| James F. Watson | ||||