8-K: Current report filing
Published on June 22, 2020
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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FORM
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CURRENT REPORT
Pursuant to Section 13 OR 15(d)
of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
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(Exact name of registrant as specified in its charter)
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(State or other jurisdiction of incorporation) |
听 | (Commission File Number) |
听 | (I.R.S. Employer Identification No.) |
(Address of Principal Executive Offices) (Zip Code)
Registrant鈥檚 telephone number, including area code
Not Applicable
(Former name or former address, if changed since last report)
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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
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Written communication pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
Title of Each Class |
听 | Trading Symbols(s) |
听 | Name of Each Exchange on Which Registered |
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (搂230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (搂240.12b-2 of this chapter).
Emerging growth company听听
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.听听鈽
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Item听5.07. | Submission of Matters to a Vote of Security Holders. |
The Company held a virtual Annual Meeting of Stockholders on June听16, 2020 online. The results of the matters voted on by the Company鈥檚 stockholders are set forth immediately below.
Proposal No.听1
To elect three Class听II Directors to the Board to hold office for three-year terms expiring at the 2023 Annual Meeting of Stockholders or until their respective successors are duly elected and qualified or their earlier resignation or removal:
听 | Number of Votes |
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Name of Nominee |
听 | For |
听 | 听 | Withheld |
听 | 听 | Broker听Non-Votes |
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Stephen Dilly |
听 | 听 | 40,805,461 |
听 | 听 | 听 | 148,571 |
听 | 听 | 听 | 9,844,860 |
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Alison Moore |
听 | 听 | 40,812,647 |
听 | 听 | 听 | 141,385 |
听 | 听 | 听 | 9,844,860 |
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Patrick Y. Yang |
听 | 听 | 40,473,136 |
听 | 听 | 听 | 480,896 |
听 | 听 | 听 | 9,844,860 |
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Each of the nominees nominated in Proposal No.听1 was elected.
Proposal No.听2
To ratify the selection of BDO USA, LLP as the Company鈥檚 independent registered public accounting firm for the fiscal year ending December听31, 2020:
Number of Votes | ||||
听听听听听听听听听听听听For听听听听听听听听听听听听 |
听 | 听听听听听听听听听听听听Against听听听听听听听听听听听听 |
听 | 听听听听听听听听听听听听Abstain听听听听听听听听听听听听 |
50,681,700 |
听 | 41,142 |
听 | 76,050 |
Proposal No.听2 was approved.
Proposal No.听3
To vote on a non-binding, advisory basis to approve the compensation of our named executive officers.
Number of Votes | ||||||
听听听听听听听听听听听听For听听听听听听听听听听听听 |
听 | 听听听听听听听听Against听听听听听听听听 |
听 | 听听听听听听听听Abstain听听听听听听听听 |
听 | 听听听听听听听听Broker Non-Votes听听听听听听听听 |
37,908,596 |
听 | 2,930,218 |
听 | 115,218 |
听 | 9,844,860 |
Proposal No.听3 was approved.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: June听19, 2020
CODEXIS, INC. | ||
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By: |
听 | /s/ Ross Taylor |
Name: |
听 | Ross Taylor |
Title: |
听 | Senior Vice President and Chief听Financial Officer |